Exemption from requirement to hold Australian financial services license

In July 2019, the instrument was varied to take into consideration the Rule changes made to incorporate secondary dealing.

• ASIC Gazette, 16 July 2019 (1.59 MB, pdf)

In February 2004, the Australian Securities and Investments Commission (ASIC) granted an exemption to NEMMCO from the requirement to hold an Australian Financial Services licence for the provision of financial services in relation to settlement residue agreements involving wholesale clients. This exemption continues to apply to AEMO.

• Exemption from Requirement to Hold Australian Financial Services License (37.9 KB, pdf)

For more information, please contact the AEMO Information & Support Hub.